A Manhattan Project for online identity

A look at the White House's National Strategy for Trusted Identities in Cyberspace.

In 1993, Peter Steiner famously wrote in the New Yorker that “on the Internet, nobody knows you’re a dog.” In 2011, trillions of dollars in e-commerce transactions and a growing number of other interactions have made knowing that someone is not only human, but a particular individual, increasingly important.

Governments are now faced with complex decisions in how they approach issues of identity, given the stakes for activists in autocracies and the increasing integration of technology into the daily lives of citizens. Governments need ways to empower citizens to identify themselves online to realize both aspirational goals for citizen-to-government interaction and secure basic interactions for commercial purposes.

It is in that context that the United States federal government introduced the final version of its National Strategy for Trusted Identities in Cyberspace (NSTIC) this spring. The strategy addresses key trends that are crucial to the growth of the Internet operating system: online identity, privacy, and security.

Blackberry at White House
Image Credit: Official White House Photo by Pete Souza

The NSTIC proposes the creation of an “identity ecosystem” online, “where individuals and organizations will be able to trust each other because they follow agreed upon standards to obtain and authenticate their digital identities.” The strategy puts government in the role of a convener, verifying and certifying identity providers in a trust framework.

First steps toward this model, in the context of citizen-to-government authentication, came in 2010 with the launch of the Open Identity Exchange (OIX) and a pilot at the National Institute of Health of a trust frameworks — but there’s a very long road ahead for this larger initiative. Online identity, as my colleague Andy Oram explored in a series of essays here at Radar, is tremendously complicated, from issues of anonymity to digital privacy and security to more existential notions of insight into the representation of our true selves in the digital medium.

NSTIC and online identity

The need to improve the current state of online identity has been hailed at the highest levels of government. “By making online transactions more trustworthy and better protecting privacy, we will prevent costly crime, we will give businesses and consumers new confidence, and we will foster growth and untold innovation,” President Obama said in a statement on NSTIC.

The final version of NSTIC is a framework that lays out a vision for an identity ecosystem. Video of the launch of the NSTIC at the Commerce Department is embedded below:

“This is a strategy document, not an implementation document,” said Ian Glazer, research director on identity management at Gartner, speaking in an interview last week. “It’s about a larger vision: this where we want to get to, these are the principles we need to get there.”

Jim Dempsey of the Center for Democracy and Technology (CDT) highlighted a critical tension at a forum on NSTIC in January: government needs a better online identity infrastructure to improve IT security, online privacy, and support e-commerce but can’t create it itself.

Andy Ozment, White House Director for Cybersecurity Policy, said in a press briefing prior to the release of NSTIC that the strategy was intended to protect online privacy, reduce identity theft, foster economic growth on the Internet and create a platform for the growth of innovative identity services.

“It must be led by the private sector and facilitated by government,” said Ozment. “There will be a sort of trust mark — it may not be NSTIC — that certifies that solutions will have gone through an accreditation process.”

Instead of creating a single online identity for each citizen, NSTIC envisions an identity ecosystem with many trusted providers. “In the EU [European Union] mentality, identity can only exist if the state provides it,” said Glazer. “That’s inherently an un-American position. This is frankly an adoption of the core values of the nation. There’s a rugged individualism in what we’re incorporating into this strategy.”

Glazer and others who have been following the issue closely have repeatedly emphasized that NSTIC is not a mandate to create a national online identity for every American citizen. “NSTIC puts forth a vision where individuals can choose to use a smaller number of secure, privacy-preserving online identities, rather than handing over a new set of personal information each time they sign up for a service,” said Leslie Harris, president for the Center for Democracy and Technology, in a prepared statement.  “There are two key points about this Strategy:  First, this is NOT a government-mandated, national ID program; in fact, it’s not an identity ‘program’ at all,” Harris said.  “Second, this is a call by the Administration to the private sector to step up, take leadership of this effort and provide the innovation to implement a privacy-enhancing, trusted system.”

Harris also published a guest post at Commerce.gov that explored how the national identity strategy “envisions a more trustworthy Internet.”

The NSTIC was refined in an open government consultation process with multiple stakeholders over the course of the past year, including people from private industry, academics, privacy advocates and regulators. It is not a top-down mandate but instead a set of suggested principles that its architects hope will lead to a health identity ecosystem.

“Until a competitive marketplace and proper standards are adopted across industry, we actually continue to have fewer options in terms of how we secure our accounts than more,” said Chris Messina in an interview with WebProNews this year. “And that means that the majority of Americans will continue using the same set of credentials over and over again, increasing their risk and exposure to possible leaks.”

For a sense of the constituencies involved, read through what they’re saying about NSTIC at NIST.gov. Many of those parties are involved in an ongoing open dialogue on NSTIC at NSTIC.us

“The commercial sector is making progress every week, every month, with players for whom there’s a lot of money involved,” said Eric Sachs, product manager for the Google Security team and board member of the OpenID Foundation, in an interview this winter. “These players have a strong expectation of a regulated solution. That’s one reason so many companies are involved in the OpenID Foundation. Businesses are finding that if they don’t offer choices for authentication, there’s significant push back that affects business outcomes.”

Functionally, there will now be an NSTIC program office in the Department of Commerce and a series of roundtables held across the United States over the next year. There will be funding for more research. Beyond that, “milestones are really hard to see in the strategy,” said Glazer. “We tend to think of NSTIC’s goal as a single, recognizable state. Maybe we should be thinking of this as DARPA for identity. It’s us as a nation harnessing really smart people on all sides of transactions.”

Improving online identity will require government and industry to work together. “One role government can play is by aggregating citizen demand and asking companies to address it,” said Sachs. “Government is doing well by coming to companies and saying that this is an issue that affects everyone on the Internet.”

NSTIC and online privacy

There are serious risks to getting this wrong, as the Electronic Frontier Foundation highlighted in its analysis of the federal online identity plan last year. The most contentious issue with NSTIC lies in its potential to enable new harms instead of preventing them, including increased identity theft.

“While we’re concerned about the unsolved technological hurdles, we are even more concerned about the policy and behavioral vulnerabilities that a widespread identity ecosystem would create,” wrote Aaron Titus of Identity Finder, which has released a 39-page analysis of NSTIC’s effect on privacy:

We all have social security cards and it took decades to realize that we shouldn’t carry them around in our wallets. Now we will have a much more powerful identity credential, and we are told to carry it in our wallets, phones, laptops, tablets and other computing devices. Although NSTIC aspires to improve privacy, it stops short of recommending regulations to protect privacy. The stakes are high, and if implemented improperly, an unregulated Identity Ecosystem could have a devastating impact on individual privacy.

It would be a mistake, however, to “freak out” over this strategy, as Kaliya Hamlin has illuminated in her piece on the NSTIC in Fast Company:

There [are] a wide diversity of use cases and needs to verify identity transactions in cyberspace across the public and private sectors. All those covering this emerging effort would do well to stop just reacting to the words “National,” “Identity,” and “Cyberspace” being in the title of the strategy document but instead to actually talk to the the agencies to understand real challenges they are working to address, along with the people in the private sector and civil society that have been consulted over many years and are advising the government on how to do this right.

So no, the NSTIC is not a government ID card, although information cards may well be one of the trusted sources of for online identity in the future, along with smartphones and other physical tokens.

The online privacy issue necessarily extends far beyond whatever NSTIC accomplishes, affecting every one of the billions of people now online. At present, the legal and regulatory framework that governs the online world varies from state to state and from sector to sector. While the healthcare and financial world have associated penalties, online privacy hasn’t been specifically addressed by legislation.

As online privacy debates heat up again in Washington when Congress returns from its spring break, that may change. Following many of the principles advanced in the FTC privacy report and the Commerce Department’s privacy report last year, Senator John McCain and Senator Kerry introduced an online privacy bill of rights in March.

After last week’s story on the retention of iPhone location data, location privacy is also receiving heightened attention in Washington. The Federal Trade Commission, with action on Twitter privacy in 2010 and Google Buzz in 2011, has moved forward without a national consumer privacy law. “I think you’ll see some enforcement actions on mobile privacy in the future,” Maneesha Mithal, associate director of the Division of Privacy and Identity Protection, told Politico last week.

For companies to be held more accountable for online privacy breaches, however, the U.S. Senate would need to move forward on H.R. 2221, the Data Accountability and Trust Act (DATA) that passed the U.S. House of Representatives this year. To date, the 112th Congress has not taken up a national data breach law again, although such a measure could be added to a comprehensive cybersecurity bill.

NSTIC and security

“The old password and user-name combination we often use to verify people is no longer good enough. It leaves too many consumers, government agencies and businesses vulnerable to ID and data theft,” said Commerce Secretary Gary Locke during the strategy launch event at the Commerce Department in Washington, D.C.

The problem is that “people are doing billions of transactions with LOA1 [Level of Assurance 1] credentials already,” said Glazer. “That’s happening today. It’s costing business to go verify these things before and after the transaction, and the principle of minimization is not being adhered to. “

Many of these challenges, however, come not from the technical side but from the user experience and business balance side, said Sachs. “Most businesses shouldn’t be in the business of having passwords for users. The goal is educating website owners that unless you specialize in Internet security, you shouldn’t be handling authentication.”

Larger companies “don’t want to tie their existence to a single company, but the worse they’re doing in a given quarter, the more willing they are to take that risk,” Sachs said.

“One username and password for everything is actually very bad ‘security hygiene,’ especially as you replay the same credentials across many different applications and contexts (your mobile phone, your computer, that seemingly harmless iMac at the Apple store, etc),” said Messina in the WebProNews interview. “However, nothing in NSTIC advocates for a particular solution to the identity challenge — least of all supporting or advocating for a single username and password per person.”

“If you look at the hopes of the NSTIC, it moves beyond passwords,” said Glazer. “My concern is that it’s authenticator-fixated. Let’s make sure it’s not solely smartcards or one-time passwords.” There won’t be a magic bullet here, as is the same conclusion faced by so many other great challenges for government and society.

Some of the answers to securing online privacy and identity, however, won’t be technical or legislative at all. They will lie in improving the digital literacy of all online citizens. That very human reality was highlighted after the Gawker database breach last year, when the number of weak passwords used online became clear.

“We’re going to set the behavior for the next generation of computing,” said Glazer. “We shouldn’t be obsessed with one or two kinds of authenticators. We should have a panoply. NSTIC is aimed at fostering the next generation of behaviors. It will involve designers, psychologists, as well as technologists. We, the identity community, need to step out of the way when it comes to the user experience and behavioral architecture.

NSTIC and the future of the Internet

NSTIC may be the “wave of the future” but, ultimately, the success or failure of this strategy will rest on several factors, many of them lying outside of government’s hands. For one, the widespread adoption of Facebook’s social graph and Facebook Connect by developers means that the enormous social network is well on its way to becoming an identity utility for the Internet. For another, the loss of anonymity online would have dire consequences for marginalized populations or activists in autocratic governments.

Ultimately, said Glazer, NSTIC may not matter in the ways that we expect it to. “I think what will come of this is a fostering of research at levels, including business standards, identity protocols and user experience. I hope that this will be a Manhattan Project for identity, but done in the public eye.”

There may be enormous risks to getting this wrong, but then that was equally true of the Apollo Project and Manhattan Project, both of which involved considerably more resources. If the United States is to enable its citizens to engage in more trusted interactions with government systems online, something better than the status quo will have to emerge. One answer will be services like Singly and the Locker Project that enable citizens to aggregate Internet data about ourselves, empowering people with personal data stores. There are new challenges ahead for the National Institute of Standards and Technology (NIST), too. “NIST must not only support the development of standards and technology, but must also develop the policy governing the use of the technology,” wrote Titus.

What might be possible? Aaron Brauer-Rieke, a fellow at the Center for Democracy and Technology, described a best-case scenario to Nancy Scola of techPresident:

I can envision a world where a particularly good trust framework says, “Our terms of service that we will take every possible step to resist government subpoenas for your information. Any of the identity providers under our framework or anyone who accepts information from any of our identity providers must have those terms of service, too.” If something like that gains traction, that would be great.

That won’t be easy, but the potential payoffs are immense. “For those of us interested in the open government space, trusted identity raises the intriguing possibility of creating threaded online transactions with governments that require the exchange of only the minimum in identifying information,” writes Scola at techPresident. “For example, Brauer-Rieke sketched out the idea of an urban survey that only required a certification that you lived in the relevant area. The city doesn’t need to know who you are or where, exactly, you live. It only needs to know that you fit within the boundaries of the area they’re interested in.”

Online identity is, literally, all about us. It’s no longer possible for governments, businesses or citizens to remain static with the status quo. To get this right, the federal government is taking the risk of looking to the nation’s innovators to create better methods for trusted identity and authentication. In other words, it’s time to work on stuff that matters, not making people click on more ads.

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  • http://www.aheadofideas.com Daniel Bevarly

    Advancements to improve online citizen-government communication should welcome and noted. Still, each time I read about online identity verification when it comes to citizen-government interaction I get an uneasy feeling. This post is no exception.

    In a single sentence: “Governments need ways to empower citizens to identify themselves online to realize both aspirational goals for citizen-to-government interaction and secure basic interactions for commercial purposes,” you’ve blurred the lines between historical democratic processes and business transactions.

    I admit, I have not followed all the links herein or watched the 90 minute embedded video. I also recognize that most if not all of this post focuses on business transactions and not on our democratic process of interaction –which is what I want to address here. However, I read both of these included in the same sentence so indulge me to expand on this component.

    Since we began using the Internet as a new form of communication between government and citizens –primarily through public comment– I have continued to beat the drum that it is not about reinvention, but about replication.

    For more than 250 years, U.S. citizens have been able to enjoy both formal and informal avenues of communication with their government. Formal examples such as a town hall meeting and informal such means like rallies or demonstrations (phone calls and letters could be either –formal if attributed).

    Now with the Internet, we should continue the options to be able to connect with government formally (which would include validation and attribution) or informally (anonymously). In turn, government should take and treat our input as such.

    Unfortunately, what has happened is that government has used the web to contort these historical lines of C-G communication so that there is no consistency among levels of government or even among agencies within the same government. In short, there is no structure and there are no standards.

    We all know the rules and format for advancing citizen dialog at a public meeting regardless if it’s the federal, state or local government convening that meeting and it’s the same from Sacramento to Baltimore. But distinguishing between and accommodating for formal or informal communication has not been settled by government in the online world.

    An interesting example is the EPA. This federal agency was one of the first to request public comment online. But due to the concern that citizens would hesitate to attribute their online comment (“like Big Brother watching them” as stated to me by a former EPA official who managed their online comments some six-seven years ago), they allowed for anonymous submittals and considered them as formal public comment. When asked what they require from a citizen at a conventional EPA hearing on the same subject matter where they are also collecting online comments, the official told me they would not allow anonymous public comments at meetings.

    Figuring out how to enable formal (attributed and validated) online comments from citizens does not require a “Manhattan Project” to develop an online identity process. Citizens either want their comment attributed or they submit it anonymously. Government can choose if they want to allow anonymous comments or not. Online identify for business transactions is another thing altogether. But that has nothing to do with public comment or input and should be treated as a separate issue.

    So let’s keep online business and democratic communication solutions separate. With citizens and government communicating both formally and informally for more than two centuries, the Web has the potential to enhance it or it can throw a wrench into it. We need less input from technologist and more input from citizens and our institutions to make this work.

  • http://www.i.govt.nz Ard Righ

    It’s good to see the USA catch up to other countries.

    http://www.i.govt.nz

  • http://radar.oreilly.com/alexh Alex Howard

    @Ard Thank you for the link!

    @Dan Thank you for the thoughtful comment.

    There’s lot to think through in what you’ve broached here. I think you’ve identified, so to speak, one of the challenges that’s grown as the Internet has become a more important platform for civic discourse.

    One aspect of that is that as the social Web has grown, civic discourse online is hosted on commercial, third-party providers that may have different interests than the public good – which is to say, profit and entry into new markets.

    Another is electoral, with respect to representatives being able to identity their constituents online. That’s an issue that, if you talk to Congressional staff, has resulted in social media being deprecated with respect to its value for official comments on legislation, policy or other matters of interest to citizens. That may change as a new class of startups comes online but, for now, it’s important to recognize.

    The larger issue of citizen authentication by government is something that the current administration has been wrestling with since it came into office.

    I’m not sure it’s as binary as you suggets in asserting that “Citizens either want their comment attributed or they submit it anonymously. Government can choose if they want to allow anonymous comments or not.”

    What if citizens want to submit a comment but have to become a Facebook user to so? What if a constituent wants to comment on a representative’s website anonymously but still be recognized as from a given district? What would be lost if governments do not allow anonymous comments to be made at all? What issues might be raised by an identity ecosystem with only one or two ID providers, where citizens have to opt in to comment?

    With respect to some of these issues, I pointed to the trust framework pilot at NIH last year and the infrastucture that’s been developing at http://www.idmanagement.gov/ – but that’s not going to be sufficient for all use cases, nor for a more global context for online identity.

    Your points about standards and policy are well taken, and if NIST and Department of Commerce are listening, will be heard. (NIST does standards well, so that’s promising.) Your point about replication speaks to a larger issue of instantiating the architectures of participation we use offline online. When it comes to that challenge, citizens, institutions and technologists will no doubt benefit from listening to one another more.

  • David

    And the Dutch: http://www.digid.nl/english/

    Fascinating!
    Reading this article, it feels like we’re trying to embark on the improbability drive (Re: Hitchhikers Guide to the Galaxy).

    The moment you think you have the solution to solving the challenge of online identity, trust and security, it slips away, and hovers somewhere out there, out of reach. You may glimpse, in the corner of your eye, it’s shape, it’s texture. But the moment you look at it, it disappears from clear view again.

    Federated systems, peer-to-peer authentication systems, identity theft, privacy, trust, security: a very complex world, with huge commercial interests. And political, at that. Money and ideals have not solved the world’s problems, and they will probably not solve this challenge.

    So, what’s the way forward? Well, turning things upside down is one option. Instead of thinking about identity providers, think of you as the provisioner of your own identity.
    And that’s just one way of turning things around humongously.
    I have always been intrigued by the idea that my open source password safe tool could actually be safe. Doesn’t everyone know the code (and, consequently, my passwords)? Apparently not…

    So, for us smart-asses who know nothing of code and informatics, we should not try too hard to solve the problem of identity provisioning. It’s like neurologist David Rock telling us that to solve a problem we should NOT focus on it. Ah, … he must have read the Hitchhikers Guide.

    We should allow those really smart people, like some mentioned in above article, work and puzzle, and lego, and demolish, and frizzzle, and do.
    Our task is to poke them, only once in a while: do you know the the answer to the ultimate question of life the universe and everything?

    And then, when they do, they’ll say: it’s 42!

    And, oh pity! We have forgotten what our question was.

    Identity and trust. A primary concern when it comes to online portfolio’s. Let’s not work too hard on solving that problem. PLEASE! Just open your eyes, ears and heart, to the noise that people are making in such places as Google, Singly, the Locker Project, NSTIC, SURF, and all sorts of other creative hot houses.

    It’s about letting go … in a very particular kind of way.

  • http://www.growmap.com/ftc-coppa/ Gail Gardner

    Are you really going to claim this is “crucial to the growth of the Internet operating system” when the Internet has been adopted faster than any technology before it?

    All these years we’ve been interacting and buying and selling online just fine, thank you. We DO NOT need the government insisting that we “present our papers” online as well as off with their Real ID National ID scheme and now this.

    There are many important reasons NOT to do away with privacy online including the danger to people dealing with stalkers and abusive ex-whatevers and other assorted dangerous types.

    People need to understand that no number of rules will make you safe – not offline nor online. Life doesn’t work that way. You just take your chances and you get what you get.

    These laws will make those who have been abused far LESS safe because they provide even more ways their abuser can easily locate them.

    “They that can give up essential liberty to obtain a little temporary safety deserve neither liberty nor safety.” ~ Benjamin Franklin (1706 – 1790)